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Carey B. Phillippi

Managing Partner

A bank consultant with over 43 years experience in all aspects of bank regulatory supervision. Skilled in risk assessment, corporate governance, strategic planning, capital markets, credit review, and successfully addressing bank regulatory requirements.


 

Experience

 

Assistant Deputy Comptroller (ADC)

Office of the Comptroller of the Currency
August 2011-December 2017
Tulsa, OK

 

Responsible for the regulatory supervision of 30 national banks in Eastern Oklahoma, including a staff of 20 national bank examiners.  Successfully assessed and addressed operational risk, financial safety and soundness, and compliance matters impacting national banks.  Assisted banks in quickly and effectively addressing risks to successfully operate in a very dynamic and challenging environment.


Commercial Credit Examiner in Charge

Bank of OK, Office of the Comptroller of the Currency
March 2010-August 2011
Tulsa, OK

Responsible for the risk supervision of all aspects of commercial credit risk at Bank of Oklahoma.  This included loan review, credit administration, concentration risk management, the Allowance for Loan and Lease Losses, and the appropriateness of credit policies and procedures.


National Bank Examiner

Office of the Comptroller of the Currency
August 1998-March 2010
Washington, DC

Served as a National Bank Examiner in OCC Field Offices in Omaha, NE, Charlotte, NC, and Fort Worth, TX. Assigned primarily to banks with the most complex risk profiles. Was successful in addressing these risks in a highly professional and technically sound manner.


Bank Examiner and Review Examiner

Nebraska Banking Department
May 1980-May 1986
Lincoln, NE

Served as a Review Examiner during some of the most difficult economic conditions in the last 50 years. Dealt with a number of troubled banks in addressing critical credit and operational risks. Worked closely with the FDIC in Formal and Informal Supervisory actions to deal with these risk factors.


EDUCATION AND TRAINING

 

Bachelor of Science
Finance and Economics

University of Nebraska
Lincoln, Lincoln NE United States 1979

 

Graduate School of Banking
Banking

University of Wisconsin
Madison, Madison WI United States 1987


ACTIVITIES AND HONORS

Numerous Distinguished Service Awards

Instructor Director Credit Risk Workshops for Bankers

Guest speaker and expert panelist for numerous bank trade associations